Scott Liggett is an attorney with Prime Capital Investment Advisors’ Qualified Plan division. As a member of the 401(k) team, Scott offers over 25 years of financial services legal experience and provides legal and consulting services for 401(k), profit sharing, pension, ESOP, KSOP, cash balance, and non-qualified executive benefit retirement programs nationwide. Scott’s retirement plan clientele have ranged from one to 5,000 participants, with plan asset sizes ranging from a start up plan to those with over $300 million in assets.

Scott’s experience includes preparing and presenting quarterly and annual retirement plan reviews together with plan modification studies and recommendations; negotiating and preparing plan documentation, including trust documents, adoption agreements, resolutions, amendments, and related correspondence; reviewing nondiscrimination testing results and making applicable recommendations to plan sponsors; researching and interpreting IRS, DOL, and ERISA statutes, regulations and precedent; presenting annual actuarial valuation study results to defined benefit pension plan sponsors; conducting enrollment and educational meetings with plan sponsors and participants and preparing and reviewing requests for proposal submissions (RFPs).

In addition, Scott has made numerous retirement plan related presentations at trade conventions, conferences, seminars and working groups.  His areas of experience beyond retirement programs include business continuity issues such as corporate structure, succession plans and mergers and acquisitions.

Scott earned a Bachelor of Arts degree in business from Chadron State College and a Juris Doctor degree from the University of Nebraska College of Law. In addition, Scott is a member of the Kansas Bar Association.

Advisory services offered through Prime Capital Investment Advisors, LLC. (“PCIA”), a Registered Investment Adviser. PCIA: 6201 College Blvd., 7th Floor, Overland Park, KS 66211. PCIA doing business as Qualified Plan Advisors (“QPA”) and Prime Capital Wealth Management (“PCWM”).

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